Privacy Notice

FACTS WHAT DOES FINANCIAL MANAGEMENT SERVICES DO WITH YOUR PERSONAL INFORMATION
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number and income
  • assets and transaction history
  • investment experience and risk tolerance

When you are no longer our customer, we continue to share your information as described in this notice.


How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Financial Management Services chooses to share and whether you can limit this sharing.

Reasons we can share your personal information Does Financial Management Services share? Can you limit this sharing?
For our everyday business purposes–
such as to process your transactions, maintain
your account(s), respond to court orders and legal investigations, or report to credit bureaus
Yes No
For our marketing purposes–
to offer our products and services to you
No No
For joint marketing with other financial companies No We don't share
For our affiliates’ everyday business purposes–
information about your transactions and experiences
No We don't share
For our affiliates’ everyday business purposes–
information about your creditworthiness
No We don't share
For nonaffiliates to market to you No No
What we do  
How does Financial Management Services protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Financial Management Services collect my personal information?

We collect your personal information, for example, when you

  • open an account or give us contact information
  • enter into an investment adviser contract or give us your income information
  • tell us about your investment or retirement portfolio
We also collect your personal information from other companies.
Definitions  
Affiliates

Companies related by common ownership or control. They can be financial and nonfinancial companies.

  • Financial Management Services has no affiliates
Nonaffiliates

Companies not related by common ownership or control. They can be financial and nonfinancial companies.

  • Financial Management Services does not share with nonaffiliates so they can market to you
Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Financial Management Services doesn’t jointly market

Questions? Call 214-505-1170 or contact Ben@FinancialManagementServices.com


The information contained herein is designed to supplement and not substitute for the disclosure document FMS is required by law to provide to clients. Please carefully review the FMS Brochure (Part 2A of our Form ADV) which is provided to all clients prior to engaging our services.

Please also note that FMS may provide investment advice in your state of residence only if it first files a notice or is exempted from filing a notice in that state. Nothing in this website should be construed as providing personalized investment advice in the absence of compliance with applicable state requirements.