Privacy Notice
FACTS |
WHAT DOES FINANCIAL MANAGEMENT
SERVICES DO WITH YOUR PERSONAL INFORMATION |
Why? |
Financial companies choose
how they share your personal information. Federal law gives consumers
the right to limit some but not all sharing. Federal law also requires
us to tell you how we collect, share, and protect your personal information.
Please read this notice carefully to understand what we do. |
What? |
The types of personal
information we collect and share depend on the product or service
you have with us. This information can include:
- Social Security number
and income
- assets and transaction
history
- investment experience
and risk tolerance
When you are no longer
our customer, we continue to share your information as described
in this notice.
|
How? |
All financial companies
need to share customers’ personal information to run their everyday
business. In the section below, we list the reasons financial companies
can share their customers’ personal information; the reasons
Financial Management Services chooses to share and whether you can
limit this sharing. |
Reasons
we can share your personal information |
Does Financial
Management Services share? |
Can you
limit this sharing? |
For our everyday business
purposes–
such as to process your transactions, maintain
your account(s), respond to court orders and legal investigations,
or report to credit bureaus
|
Yes |
No |
For our marketing purposes–
to offer our products and services to you
|
No |
No |
For joint marketing with
other financial companies |
No |
We don't share |
For our affiliates’
everyday business purposes–
information about your transactions and experiences
|
No |
We don't share |
For our affiliates’
everyday business purposes–
information about your creditworthiness
|
No |
We don't share |
For nonaffiliates to market
to you |
No |
No |
What we
do |
|
How does Financial Management
Services protect my personal information? |
To protect your personal
information from unauthorized access and use, we use security measures
that comply with federal law. These measures include computer safeguards
and secured files and buildings. |
How does Financial Management
Services collect my personal information? |
We collect your personal
information, for example, when you
- open an account or
give us contact information
- enter into an investment
adviser contract or give us your income information
- tell us about your
investment or retirement portfolio
We also collect your personal
information from other companies.
|
Definitions |
|
Affiliates |
Companies related by
common ownership or control. They can be financial and nonfinancial
companies.
- Financial Management
Services has no affiliates
|
Nonaffiliates |
Companies not related
by common ownership or control. They can be financial and nonfinancial
companies.
- Financial Management
Services does not share with nonaffiliates so they can market
to you
|
Joint marketing |
A formal agreement
between nonaffiliated financial companies that together market financial
products or services to you.
- Financial Management
Services doesn’t jointly market
|
Questions? |
Call 214-505-1170 or contact
Ben@FinancialManagementServices.com |
|